Joseph Gerard Flanagan - Nov 9, 2021 Form 4 Insider Report for R1 RCM INC. (RCM)

Role
President and CEO, Director
Signature
/s/ E. Terry Platis, Attorney-in-Fact
Stock symbol
RCM
Transactions as of
Nov 9, 2021
Transactions value $
-$5,521,220
Form type
4
Date filed
11/12/2021, 07:47 AM
Previous filing
Oct 14, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCM Common Stock Options Exercise $201K +82.9K +3.3% $2.42* 2.59M Nov 9, 2021 Direct F1
transaction RCM Common Stock Sale -$2.11M -82.9K -3.2% $25.50* 2.51M Nov 9, 2021 Direct F1, F2
transaction RCM Common Stock Options Exercise $151K +62.6K +2.49% $2.42* 2.57M Nov 10, 2021 Direct F1
transaction RCM Common Stock Sale -$1.58M -62.6K -2.43% $25.28* 2.51M Nov 10, 2021 Direct F1, F3
transaction RCM Common Stock Options Exercise $227K +93.9K +3.74% $2.42* 2.6M Nov 11, 2021 Direct F1
transaction RCM Common Stock Sale -$2.4M -93.9K -3.61% $25.60* 2.51M Nov 11, 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCM Stock Option (right to buy) Options Exercise $0 -82.9K -12.07% $0.00 604K Nov 9, 2021 Common Stock 82.9K $2.42 Direct F1, F5
transaction RCM Stock Option (right to buy) Options Exercise $0 -62.6K -10.36% $0.00 541K Nov 10, 2021 Common Stock 62.6K $2.42 Direct F1, F5
transaction RCM Stock Option (right to buy) Options Exercise $0 -93.9K -17.35% $0.00 447K Nov 11, 2021 Common Stock 93.9K $2.42 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.12 to $25.61 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.08 to $25.53 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.30 to $25.80 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F5 The stock options vested and became exercisable in equal annual installments on April 1, 2017, 2018, 2019 and 2020.