Katherine T. Gates - Feb 24, 2023 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
President, Director
Signature
/s/ Samantha Pesina - Attorney-in-Fact
Stock symbol
SXC
Transactions as of
Feb 24, 2023
Transactions value $
-$103,034
Form type
4
Date filed
2/28/2023, 03:52 PM
Previous filing
Mar 8, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise +13.4K +11.66% 128K Feb 24, 2023 Direct F1
transaction SXC Common Stock Tax liability -$57.6K -6.32K -4.94% $9.11 122K Feb 24, 2023 Direct F2
transaction SXC Common Stock Options Exercise +10.6K +8.68% 132K Feb 24, 2023 Direct F1
transaction SXC Common Stock Tax liability -$45.5K -4.99K -3.78% $9.11 127K Feb 24, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC RSUs (02.25.2021) Options Exercise -13.4K -50% 13.4K Feb 24, 2023 Common Stock 13.4K Direct F1, F3
transaction SXC RSUs (02.24.2022) Options Exercise -10.6K -33.16% 21.3K Feb 24, 2023 Common Stock 10.6K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion rate is 1 for 1.
F2 Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date.