Phillip Michael Hardesty - Feb 28, 2023 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
Senior Vice President
Signature
/s/ Samantha Pesina - Attorney-in-Fact
Stock symbol
SXC
Transactions as of
Feb 28, 2023
Transactions value $
-$100,721
Form type
4
Date filed
3/2/2023, 03:14 PM
Previous filing
Feb 28, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise $33.8K +8.89K +4.47% $3.80 208K Feb 28, 2023 Direct F1
transaction SXC Common Stock Sale -$84.2K -8.89K -4.28% $9.47 199K Feb 28, 2023 Direct F2
transaction SXC Common Stock Options Exercise $33.8K +8.89K +4.47% $3.80 208K Feb 28, 2023 Direct F3
transaction SXC Common Stock Sale -$84.1K -8.89K -4.28% $9.46 199K Feb 28, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC Stock Options (02.17.2016) Options Exercise $0 -8.89K -100% $0.00* 0 Feb 28, 2023 Common Stock 8.89K $3.80 Direct F1, F4
transaction SXC Performance Options (02.17.2016) Options Exercise $0 -8.89K -100% $0.00* 0 Feb 28, 2023 Common Stock 8.89K $3.80 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Broker-assisted cashless exercise of final tranche of market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vested in three annual installments on the first, second and third anniversaries of the grant date.
F2 The Common Shares reported herein as being sold were sold at a range of between $9.471 and $9.475 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
F3 Broker-assisted cashless exercise of final tranches of performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options were vested and became exercisable once the closing price of the common stock exceeded two and one-half times the closing price on the grant date.
F4 Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.