David L. Finkelstein - Mar 8, 2023 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)

Signature
/s/ Anthony C. Green, as Attorney-in-Fact for David L. Finkelstein
Stock symbol
NLY
Transactions as of
Mar 8, 2023
Transactions value $
-$2,105,728
Form type
4
Date filed
3/9/2023, 04:05 PM
Previous filing
Feb 2, 2023
Next filing
Aug 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NLY Common Stock Award $0 +187K +35.79% $0.00 709K Mar 8, 2023 Direct F1
transaction NLY Common Stock Tax liability -$2.11M -103K -14.58% $20.37 606K Mar 8, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit award, inclusive of dividend equivalent rights.
F2 Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a Performance Stock Unit award previously granted on June 30, 2020.