Thomas J. Lloyd - May 15, 2023 Form 4 Insider Report for NEW RELIC, INC. (NEWR)

Role
Chief Legal Officer, Corp Secy
Signature
Thomas J. Lloyd, by /s/ Hannah E. Fleek, Attorney-in-Fact
Stock symbol
NEWR
Transactions as of
May 15, 2023
Transactions value $
-$194,314
Form type
4
Date filed
5/17/2023, 06:03 PM
Previous filing
May 4, 2023
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWR Common Stock Options Exercise $0 +412 +9.96% $0.00 4.55K May 15, 2023 Direct
transaction NEWR Common Stock Options Exercise $0 +950 +20.89% $0.00 5.5K May 15, 2023 Direct
transaction NEWR Common Stock Options Exercise $0 +256 +4.66% $0.00 5.75K May 15, 2023 Direct
transaction NEWR Common Stock Options Exercise $0 +533 +9.26% $0.00 6.29K May 15, 2023 Direct
transaction NEWR Common Stock Options Exercise $0 +1.23K +19.5% $0.00 7.51K May 15, 2023 Direct
transaction NEWR Common Stock Options Exercise $0 +105 +1.4% $0.00 7.62K May 15, 2023 Direct
transaction NEWR Common Stock Options Exercise $0 +297 +3.9% $0.00 7.91K May 15, 2023 Direct
transaction NEWR Common Stock Sale -$191K -2.54K -32.15% $74.90 5.37K May 16, 2023 Direct F1, F2
transaction NEWR Common Stock Sale -$3.77K -50 -0.93% $75.36 5.32K May 16, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEWR Restricted Stock Units Options Exercise $0 -105 -100% $0.00* 0 May 15, 2023 Common Stock 105 $0.00 Direct F3
transaction NEWR Restricted Stock Units Options Exercise $0 -297 -33.33% $0.00 594 May 15, 2023 Common Stock 297 $0.00 Direct F4
transaction NEWR Restricted Stock Units Options Exercise $0 -412 -20.01% $0.00 1.65K May 15, 2023 Common Stock 412 $0.00 Direct F5
transaction NEWR Restricted Stock Units Options Exercise $0 -950 -11.11% $0.00 7.6K May 15, 2023 Common Stock 950 $0.00 Direct F6
transaction NEWR Restricted Stock Units Options Exercise $0 -256 -49.9% $0.00 257 May 15, 2023 Common Stock 256 $0.00 Direct F7
transaction NEWR Restricted Stock Units Options Exercise $0 -533 -11.1% $0.00 4.27K May 15, 2023 Common Stock 533 $0.00 Direct F8
transaction NEWR Restricted Stock Units Options Exercise $0 -1.23K -10% $0.00 11K May 15, 2023 Common Stock 1.23K $0.00 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
F2 The shares were sold at prices ranging from $74.36 to $75.31. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 1/16 of the units initially subject to the award vest on each quarterly anniversary after May 15, 2019, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.
F4 1/16 of the units initially subject to the award vest on each quarterly anniversary after November 15, 2019, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.
F5 1/16 of the units initially subject to the award vest on each quarterly anniversary after May 15, 2020, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.
F6 1/16 of the units initially subject to the award vest on each quarterly anniversary after May 15, 2021, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.
F7 1/8 of the units initially subject to the award vest on each quarterly anniversary after August 15, 2021, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.
F8 1/12 of the units initially subject to the award vest on each quarterly anniversary after May 15, 2022, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.
F9 1/12 of the units vest on each quarterly anniversary after August 15, 2022, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on each such vesting date.