Garrett Smallwood - Sep 21, 2023 Form 4 Insider Report for Wag! Group Co. (PET)

Signature
/s/ Garrett Smallwood
Stock symbol
PET
Transactions as of
Sep 21, 2023
Transactions value $
-$2
Form type
4
Date filed
9/22/2023, 06:28 PM
Previous filing
Sep 14, 2023
Next filing
Oct 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PET Common Stock Options Exercise $0.09 +1 +0% $0.09 864K Sep 21, 2023 Direct F1
transaction PET Common Stock Sale -$2 -1 0% $2.01 864K Sep 21, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PET Options to purchase shares of Wag! Group Co. common stock Options Exercise $0 -1 0% $0.00 1.25M Sep 21, 2023 Common Stock 1 $0.09 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.
F3 The options to purchase shares of Wag! Group Co. common stock fully vested on November 29, 2022.