Cook William M - Feb 28, 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
Director
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Feb 28, 2024
Transactions value $
$0
Form type
4
Date filed
3/1/2024, 04:20 PM
Previous filing
Jan 4, 2024
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +6.71K +26.57% 32K Feb 28, 2024 Direct F1
holding AXTA Common Shares 6K Feb 28, 2024 By a Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -6.71K -100% $0.00* 0 Feb 28, 2024 Common Shares 6.71K Direct F1, F3
transaction AXTA Restricted Stock Units Award $0 +6.16K $0.00 6.16K Feb 28, 2024 Common Shares 6.16K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Held by a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees.
F3 On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.
F4 Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F5 This restricted stock unit grant vests in full on the first anniversary of the grant date.