Shelley J. Bausch - Jul 1, 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
President, Glbl Indu. Coatings
Signature
/s/ Mark Sherman, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Jul 1, 2024
Transactions value $
-$227,104
Form type
4
Date filed
7/3/2024, 04:26 PM
Previous filing
May 2, 2024
Next filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +18.8K +56.76% 51.9K Jul 1, 2024 Direct F1
transaction AXTA Common Shares Tax liability -$227K -6.74K -12.98% $33.70 45.2K Jul 1, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -18.8K -100% $0.00* 0 Jul 1, 2024 Common Shares 18.8K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.