Anthony Massey - Aug 1, 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
VP, Global Controller, PAO
Signature
/s/ Mark Sherman, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Aug 1, 2024
Transactions value $
-$20,885
Form type
4
Date filed
8/5/2024, 04:19 PM
Previous filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +2.07K +7.62% 29.3K Aug 1, 2024 Direct F1
transaction AXTA Common Shares Tax liability -$20.9K -570 -1.95% $36.64 28.7K Aug 1, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -2.07K -33.33% $0.00 4.14K Aug 1, 2024 Common Shares 2.07K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On August 1, 2023, the reporting person was granted 6,211 restricted stock units, vesting in three equal annual installments beginning on August 1, 2024.