Michael Tiedemann - Sep 3, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role: Chief Executive Officer, Director
Signature: /s/ Colleen Graham, Attorney-in-fact
Stock symbol: ALTI
Transactions as of: Sep 3, 2024
Transactions value $: $0
Form type: 4
Date filed: 9/4/2024, 06:45 PM
Previous filing: Jun 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALTI	Class A Common Stock	Gift	$0	+14K	+82.31%	$0.00	31K	Sep 3, 2024	See FN	F1
holding	ALTI	Class A Common Stock						500K	Sep 3, 2024	Direct
holding	ALTI	Class A Common Stock						63.3K	Sep 3, 2024	See FN	F1
holding	ALTI	Class A Common Stock						42.9K	Sep 3, 2024	See FN	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Ownership	Footnotes
transaction	ALTI	Class B Common Stock	Gift	$0	+467K	+69.63%	$0.00	1.14M	Sep 3, 2024	Class A Common Stock	467K	See FN	F1, F2
holding	ALTI	Class B Common Stock						4.92M	Sep 3, 2024	Class A Common Stock	4.92M	Direct	F2
holding	ALTI	Class B Common Stock						2.5M	Sep 3, 2024	Class A Common Stock	2.5M	See FN	F1, F2
holding	ALTI	Class B Common Stock						1.69M	Sep 3, 2024	Class A Common Stock	1.69M	See FN	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
F2	Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.

Content

The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.

Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.