Ornella Barra - Nov 1, 2023 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role
Chief Operating Officer, Int'l
Signature
Benjamin S.J. Burman, attorney-in-fact
Stock symbol
WBA
Transactions as of
Nov 1, 2023
Transactions value $
-$131,434
Form type
4
Date filed
11/3/2023, 07:42 AM
Previous filing
Oct 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WBA Common Stock, par value $0.01 per share Award $0 +258K +69.46% $0.00 629K Nov 1, 2023 Direct F1, F2
transaction WBA Common Stock, par value $0.01 per share Tax liability -$131K -6.24K -0.99% $21.08 623K Nov 1, 2023 Direct F3
holding WBA Common Stock, par value $0.01 per share 1.72M Nov 1, 2023 By OLB F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WBA Employee Stock Option (right to buy) 84.5K Nov 1, 2023 Common Stock 84.5K $84.68 Direct F5
holding WBA Employee Stock Option (right to buy) 141K Nov 1, 2023 Common Stock 141K $82.46 Direct F6
holding WBA Employee Stock Option (right to buy) 162K Nov 1, 2023 Common Stock 162K $67.01 Direct F7
holding WBA Employee Stock Option (right to buy) 133K Nov 1, 2023 Common Stock 133K $79.90 Direct F8
holding WBA Employee Stock Option (right to buy) 142K Nov 1, 2023 Common Stock 142K $57.38 Direct F9
holding WBA Employee Stock Option (right to buy) 139K Nov 1, 2023 Common Stock 139K $34.04 Direct F10
holding WBA Employee Stock Option (right to buy) 139K Nov 1, 2023 Common Stock 139K $47.32 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock unit award granted under the amended and restated Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan"). The shares underlying these restricted stock units vest with respect to 85,825 shares on November 1, 2024, with respect to a further 85,825 shares on November 1, 2025 and with respect to 86,082 shares on November 1, 2026, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F2 Includes shares underlying restricted stock units issued in lieu of dividends (through November 3, 2023) on outstanding restricted stock units.
F3 Disposition relating to the satisfaction of tax withholding obligations upon the vesting of restricted stock unit awards granted in accordance with Rule 16b-3.
F4 Shares of Common Stock are held of record by a corporation, OLB Holdings Ltd. ("OLB"), which is 100% owned by the Reporting Person.
F5 The option vested with respect to 28,127 shares on November 1, 2016, with respect to a further 28,127 shares on November 1, 2017, and with respect to 28,212 shares on November 1, 2018, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan").
F6 The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F7 The option vested with respect to 53,781 shares on November 1, 2018, with respect to a further 53,781 shares on November 1, 2019 and with respect to 53,944 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F8 The option vested with respect to 44,399 shares on November 1, 2019, with respect to 44,400 shares on November 1, 2020, and with respect to 44,534 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F9 The option vested with respect to 47,221 shares on November 1, 2020; with respect to a further 47,221 shares on November 1, 2021, and with respect to 47,364 shares on November 1, 2022, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F10 The option vested with respect to 46,364 shares on November 1, 2021 and with respect to 46,365 shares on November 1, 2022, and with respect to 46,504 shares on November 1, 2023, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F11 The option vested with respect to 46,421 shares on November 1, 2022 and with respect to 46,422 shares on November 1, 2023 and vests with respect to 46,562 shares on November 1, 2024, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.