Penny Herscher - Nov 5, 2021 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Director
Signature
/s/ Judy G Hamel as Attorney-in-Fact
Stock symbol
LITE
Transactions as of
Nov 5, 2021
Transactions value $
-$540,000
Form type
4
Date filed
11/9/2021, 05:12 PM
Previous filing
Oct 5, 2021
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale -$540K -6K -14.58% $90.00 35.2K Nov 5, 2021 Living Trust F1, F2, F3
holding LITE Common Stock 2.67K Nov 5, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2 Following an internal review, the number of shares beneficially owned has been adjusted to correct the total number of shares owned directly as compared to indirectly.
F3 These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.