John Frederick Barrett - Jun 27, 2022 Form 4 Insider Report for Horizon Global Corp (HZN)

Role
Director
Signature
/s/ Paula Reno, Attorney-in-Fact
Stock symbol
HZN
Transactions as of
Jun 27, 2022
Transactions value $
-$40,000,000
Form type
4
Date filed
6/29/2022, 04:41 PM
Previous filing
May 31, 2022
Next filing
Feb 9, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HZN 2.75% Convertible Senior Notes due 2022 Sale -$40M 7.23M Jun 27, 2022 Common Stock 1.6M $24.98 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sold in exchange for $40,000,000 of the Issuer's Series B Preferred Stock.
F2 Represents the principal amount of convertible notes.
F3 Convertible notes held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.