Daniel J. Moore - Jun 3, 2024 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Daniel J. Moore
Stock symbol
LIVN
Transactions as of
Jun 3, 2024
Transactions value $
-$154,100
Form type
4
Date filed
6/5/2024, 04:03 PM
Previous filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $3.25M +56.6K +205.65% $57.39 84.2K Jun 3, 2024 Direct F1
transaction LIVN Ordinary Shares Sale -$3.28M -54.6K -64.85% $60.08 29.6K Jun 3, 2024 Direct F2, F3
transaction LIVN Ordinary Shares Sale -$125K -2.05K -6.91% $61.09 27.5K Jun 3, 2024 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Option to purchase shares Options Exercise $0 -56.6K -100% $0.00* 0 Jun 3, 2024 Ordinary Shares 56.6K $57.39 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise of the option occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
F2 The sale of the ordinary shares occurred pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 25, 2021.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.610, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.829 to $61.290, inclusive. The reporting person undertakes to provide to LivaNova PLC, any security holder of LivaNova PLC, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The Form 3 filed on behalf of the reporting person on October 22, 2015 contained a typo in the expiration date for this option. This option expires on June 15, 2024.