Jeffrey Moorefield - Mar 13, 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Vice President and General Manager, Luxfer Magtech
Signature
/s/ Megan E. Glise under Power of Attorney for Jeffrey Moorefield
Stock symbol
LXFR
Transactions as of
Mar 13, 2023
Transactions value $
-$22,846
Form type
4
Date filed
3/15/2023, 08:27 PM
Previous filing
Apr 8, 2022
Next filing
Mar 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +1.18K +37.67% 4.31K Mar 13, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$7.08K -463 -10.74% $15.30 3.85K Mar 13, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +967 +25.14% 4.81K Mar 13, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$5.81K -380 -7.9% $15.30 4.43K Mar 13, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +681 +15.36% 5.11K Mar 14, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$4.14K -267 -5.22% $15.52 4.85K Mar 14, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +540 +11.14% 5.39K Mar 14, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$3.29K -212 -3.94% $15.52 5.18K Mar 14, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +412 +7.96% 5.59K Mar 14, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$2.51K -162 -2.9% $15.52 5.43K Mar 14, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -1.18K -49.89% 1.18K Mar 13, 2023 Ordinary Shares 1.18K Direct F1, F2, F3
transaction LXFR Restricted Stock Units Options Exercise -967 -49.97% 968 Mar 13, 2023 Ordinary Shares 967 Direct F1, F4
transaction LXFR Restricted Stock Units Options Exercise -681 -100% 0 Mar 14, 2023 Ordinary Shares 681 Direct F1, F5
transaction LXFR Restricted Stock Units Options Exercise -540 -100% 0 Mar 14, 2023 Ordinary Shares 540 Direct F1, F6
transaction LXFR Restricted Stock Units Options Exercise -412 -24.94% 1.24K Mar 14, 2023 Ordinary Shares 412 Direct F1, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 104 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The amount above includes 109 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024.
F5 The Restricted Stock Units are fully vested. The amount above includes 81 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F6 Represents performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. One half of the performance-based Restricted Stock Units vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021.The remaining balance vested on March 14, 2023.
F7 The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 12 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F8 The amount above includes 40 additional Restricted Stock Units accrued related to dividend reinvestment rights.

Remarks:

Vice President and General Manager, Luxfer Magtech