| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PCVX | Common Stock | Options Exercise | $24.2K | +10K | +4.82% | $2.42 | 218K | Sep 3, 2024 | Direct | |
| transaction | PCVX | Common Stock | Sale | -$27.9K | -258 | -0.12% | $108.01 | 217K | Sep 3, 2024 | Direct | F1, F2 |
| transaction | PCVX | Common Stock | Sale | -$228K | -2.07K | -0.95% | $110.08 | 215K | Sep 3, 2024 | Direct | F1, F3 |
| transaction | PCVX | Common Stock | Sale | -$344K | -3.1K | -1.44% | $111.02 | 212K | Sep 3, 2024 | Direct | F1, F4 |
| transaction | PCVX | Common Stock | Sale | -$253K | -2.26K | -1.07% | $111.85 | 210K | Sep 3, 2024 | Direct | F1, F5 |
| transaction | PCVX | Common Stock | Sale | -$41.5K | -367 | -0.17% | $112.95 | 209K | Sep 3, 2024 | Direct | F1, F6 |
| transaction | PCVX | Common Stock | Sale | -$44.4K | -389 | -0.19% | $114.25 | 209K | Sep 3, 2024 | Direct | F1, F7 |
| transaction | PCVX | Common Stock | Sale | -$39.6K | -344 | -0.16% | $115.15 | 209K | Sep 3, 2024 | Direct | F1, F8 |
| transaction | PCVX | Common Stock | Sale | -$139K | -1.2K | -0.57% | $116.42 | 208K | Sep 3, 2024 | Direct | F1, F9 |
| transaction | PCVX | Common Stock | Sale | -$1.17K | -10 | 0% | $117.03 | 208K | Sep 3, 2024 | Direct | F1 |
| transaction | PCVX | Common Stock | Tax liability | -$611K | -5.55K | -2.67% | $110.15 | 202K | Sep 3, 2024 | Direct | F10 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PCVX | Stock Option (right to buy) | Options Exercise | $0 | -10K | -15.96% | $0.00 | 52.6K | Sep 3, 2024 | Common Stock | 10K | $2.42 | Direct | F11 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 1, 2024. |
| F2 | The price reported is a weighted-average price. The shares were sold at prices ranging from $107.67 to $108.425. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F3 | The price reported is a weighted-average price. The shares were sold at prices ranging from $109.415 to $110.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | The price reported is a weighted-average price. The shares were sold at prices ranging from $110.43 to $111.42. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | The price reported is a weighted-average price. The shares were sold at prices ranging from $111.48 to $112.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F6 | The price reported is a weighted-average price. The shares were sold at prices ranging from $112.57 to $113.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F7 | The price reported is a weighted-average price. The shares were sold at prices ranging from $113.84 to $114.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F8 | The price reported is a weighted-average price. The shares were sold at prices ranging from $114.97 to $115.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F9 | The price reported is a weighted-average price. The shares were sold at prices ranging from $116.02 to $117.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units. No other shares of common stock subject to the restrictions on transfer set forth in a Lock-Up Agreement dated September 4, 2024 were sold by the Reporting Person. |
| F11 | 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter. |