Toronto Dominion Investments, Inc. - Jun 8, 2022 Form 3 Insider Report for Nuveen Dynamic Municipal Opportunities Fund (NDMO)

Role
10%+ Owner
Signature
/s/ Christina Petrou on behalf of Toronto Dominion Investments, Inc.
Stock symbol
NDMO
Transactions as of
Jun 8, 2022
Transactions value $
$0
Form type
3
Date filed
6/17/2022, 04:08 PM
Previous filing
Aug 19, 2022
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NDMO MuniFund Preferred Shares 2.4K Jun 8, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 2,400 MuniFund Preferred Shares ("Shares") reported as acquired in Table I represent Series A Shares of Nuveen Dynamic Municipal Opportunities Fund (the "Issuer") beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). The Shares were purchased by TDI from the Issuer. The Shares were acquired for a purchase price of $100,000 per share. TDI is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank").
F2 This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDI.
F3 Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.