Hui-Lan Wu - Jun 30, 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Signature
/s/ John Junyong Lee POA for Hui-Lan Wu
Stock symbol
AIMD
Transactions as of
Jun 30, 2023
Transactions value $
$0
Form type
4
Date filed
7/5/2023, 05:03 PM
Previous filing
Oct 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMD Common Stock Award $6.41K +5.25K +3.63% $1.22 150K Jun 30, 2023 Direct F3
holding AIMD Common Stock 18.9K Jun 30, 2023 Daughter F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD RSU Award +35K 35K Oct 24, 2022 Common 35K Direct F2
transaction AIMD RSU issuance Conversion of derivative security -$6.41K -5.25K -15% $1.22 29.8K Jun 30, 2023 Common 5.25K $1.22 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Yun-Huan Liao is Hui-Lan Wu's daughter
F2 This reported transaction represents the granting of 35,000 Restricted Stock Units (the "RSUs"). The RSUs were originally authorized pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate agreement") and under the Company's 2023 Stock Incentive Plan. The RSUs will vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events.
F3 This reported transaction represents the FINAL conversion of 5,250 Restricted Stock Units (the "RSUs"). Hui-Lan Wu retired from her position as CFO of the Company on May 17 2023.