Daniel Neukomm - Jun 30, 2023 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Role: Director
Signature: /s/ Daniel Neukomm
Stock symbol: GRAM
Transactions as of: Jun 30, 2023
Transactions value $: $0
Form type: 4
Date filed: 7/5/2023, 06:17 PM
Previous filing: Jun 2, 2023
Next filing: Jul 10, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GRAM	Common Shares	Options Exercise		+33K	+233.08%		47.2K	Jun 30, 2023	Direct	F1
transaction	GRAM	Common Shares	Options Exercise		+506	+1.07%		47.7K	Jul 1, 2023	Direct	F1
holding	GRAM	Common Shares						9.47M	Jun 30, 2023	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GRAM	Restricted Stock Units	Options Exercise	$0	-33K	-31.11%	$0.00	73.1K	Jun 30, 2023	Common Shares	33K		Direct	F1, F3
transaction	GRAM	Restricted Stock Units	Options Exercise	$0	-506	-0.69%	$0.00	72.6K	Jul 1, 2023	Common Shares	506		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2	These shares are held by GRHP Investments, LLC. Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3	On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments.
F4	On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.