Jonathan James Addison - Sep 15, 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Revenue Officer
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Sep 15, 2024
Transactions value $
$0
Form type
4
Date filed
9/17/2024, 05:43 PM
Previous filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +1.07K +5.4% $0.00 20.9K Sep 15, 2024 Direct F1
transaction OKTA Class A Common Stock Tax liability $0 -584 -2.8% $0.00 20.3K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +848 +4.18% $0.00 21.1K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -463 -2.19% $0.00 20.7K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +3.32K +16.06% $0.00 24K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -1.81K -7.55% $0.00 22.2K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +3.59K +16.2% $0.00 25.8K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -1.96K -7.61% $0.00 23.8K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +1.45K +6.11% $0.00 25.2K Sep 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -794 -3.15% $0.00 24.5K Sep 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -1.07K -16.67% $0.00 5.35K Sep 15, 2024 Class A Common Stock 1.07K Direct F2, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -848 -14.28% $0.00 5.09K Sep 15, 2024 Class A Common Stock 848 Direct F2, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -3.32K -14.28% $0.00 19.9K Sep 15, 2024 Class A Common Stock 3.32K Direct F2, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -3.59K -10% $0.00 32.3K Sep 15, 2024 Class A Common Stock 3.59K Direct F2, F6
transaction OKTA Restricted Stock Units Options Exercise $0 -1.45K -9.09% $0.00 14.5K Sep 15, 2024 Class A Common Stock 1.45K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the date of the Reporting Person's last ownership report, he transferred 9,850 shares of Okta, Inc. Class A Common Stock to his ex-spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-spouse.
F2 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F3 25% of the shares underlying the Restricted Stock Units ("RSU") vested on December 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 8.33% of the shares underlying the RSU vested on March 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 8.33% of the shares underlying the RSU shall vest on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.