Chih-Hsiang (Thompson) Lin - Jul 22, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Jul 22, 2021
Transactions value $
$0
Form type
4
Date filed
7/26/2021, 04:02 PM
Previous filing
Jun 15, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -2.8K -0.27% $0.00 1.03M Jul 22, 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.97K -0.19% $0.00 1.03M Jul 22, 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4.59K -0.44% $0.00 1.03M Jul 22, 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4.46K -0.43% $0.00 1.02M Jul 22, 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4.46K -0.44% $0.00 1.02M Jul 23, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.