Robert J. Mears - Sep 1, 2021 Form 4 Insider Report for Atomera Inc (ATOM)

Role
Chief Technology Officer
Signature
/s/ Robert J. Mears, by Mindi Zimmer, as Attorney-in-Fact
Stock symbol
ATOM
Transactions as of
Sep 1, 2021
Transactions value $
-$290,954
Form type
4
Date filed
9/3/2021, 04:02 PM
Previous filing
Jun 3, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$50.7K -2.08K -1.67% $24.40 122K Sep 1, 2021 Direct F1
transaction ATOM Common Stock Options Exercise $70.1K +10K +8.2% $7.01 132K Sep 1, 2021 Direct F3
transaction ATOM Common Stock Sale -$242K -10K -7.58% $24.18 122K Sep 1, 2021 Direct F2
transaction ATOM Common Stock Sale -$68.6K -2.8K -2.3% $24.50 119K Sep 2, 2021 Direct F2
holding ATOM Common Stock 2.67K Sep 1, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Stock Options (Right to Buy) Options Exercise $0 -10K -8.28% $0.00 111K Sep 1, 2021 Common Stock 10K $7.01 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3 The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.