Shu-Hua (Joshua) Yeh - Oct 22, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Oct 22, 2021
Transactions value $
$0
Form type
4
Date filed
10/26/2021, 04:06 PM
Previous filing
Jul 26, 2021
Next filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -638 -0.27% $0.00 234K Oct 22, 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -410 -0.18% $0.00 233K Oct 22, 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.67K -0.71% $0.00 232K Oct 22, 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.08K -0.47% $0.00 231K Oct 22, 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.64K -0.71% $0.00 229K Oct 22, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and Asia General Manager