Francis Laurencio - Dec 1, 2021 Form 4 Insider Report for Atomera Inc (ATOM)

Role
CFO
Signature
/s/ Mindi Zimmer Attorney in Fact For Francis Laurencio
Stock symbol
ATOM
Transactions as of
Dec 1, 2021
Transactions value $
-$159,772
Form type
4
Date filed
12/3/2021, 04:06 PM
Previous filing
Sep 3, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$5.36K -221 -0.36% $24.24 60.6K Dec 1, 2021 Direct F1
transaction ATOM Common Stock Sale -$26.3K -1.08K -1.79% $24.24 59.5K Dec 1, 2021 Direct F1
transaction ATOM Common Stock Sale -$21.7K -894 -1.5% $24.24 58.6K Dec 1, 2021 Direct F1
transaction ATOM Common Stock Sale -$34.9K -1.44K -2.45% $24.24 57.2K Dec 1, 2021 Direct F1
transaction ATOM Common Stock Options Exercise $7.8K +2K +3.5% $3.90 59.2K Dec 2, 2021 Direct F2
transaction ATOM Common Stock Sale -$45.4K -2K -3.38% $22.70 57.2K Dec 2, 2021 Direct
transaction ATOM Common Stock Sale -$34K -1.5K -2.62% $22.69 55.7K Dec 2, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Stock Option (right to buy) Options Exercise $0 -2K -2.99% $0.00 64.9K Dec 2, 2021 Common Stock 2K $3.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
F3 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.