Chih-Hsiang (Thompson) Lin - Apr 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Apr 22, 2022
Transactions value $
$0
Form type
4
Date filed
4/26/2022, 04:04 PM
Previous filing
Jan 26, 2022
Next filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.96K -0.29% $0.00 684K Apr 22, 2022 Direct F1, F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4.57K -0.67% $0.00 679K Apr 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -3.1K -0.46% $0.00 676K Apr 22, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -4.44K -0.66% $0.00 672K Apr 22, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 The reporting person transferred 297,205 shares of the company's common stock to his former spouse effective March 30, 2022 pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.