David C. Kuo - Oct 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Oct 24, 2022
Transactions value $
-$10,185
Form type
4
Date filed
10/26/2022, 04:01 PM
Previous filing
Jul 26, 2022
Next filing
Dec 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$573 -209 -0.16% $2.74* 129K Oct 24, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.54K -926 -0.72% $2.74* 128K Oct 24, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.67K -610 -0.48% $2.74* 128K Oct 24, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$2.46K -899 -0.7% $2.74* 127K Oct 24, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$2.94K -1.07K -0.85% $2.74* 126K Oct 24, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.