Robert W. Wild Jr. - Nov 29, 2022 Form 3 Insider Report for Forward Industries, Inc. (FORD)

Role
COO of Subsidiary
Signature
/s/ Robert W. Wild Jr.
Stock symbol
FORD
Transactions as of
Nov 29, 2022
Transactions value $
$0
Form type
3
Date filed
12/6/2022, 03:01 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FORD No securities are beneficially owned 0 Nov 29, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FORD Stock Options (Right to Buy) Nov 29, 2022 Common Stock 4.57K $1.56 Direct F1, F2
holding FORD Stock Options (Right to Buy) Nov 29, 2022 Common Stock 4.36K $1.56 Direct F1, F3
holding FORD Stock Options (Right to Buy) Nov 29, 2022 Common Stock 4.68K $1.56 Direct F1, F4
holding FORD Stock Options (Right to Buy) Nov 29, 2022 Common Stock 4.82K $1.47 Direct F1, F4
holding FORD Stock Options (Right to Buy) Nov 29, 2022 Common Stock 4.54K $1.47 Direct F1, F5
holding FORD Stock Options (Right to Buy) Nov 29, 2022 Common Stock 4.43K $1.47 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were issued under the Issuer's 2021 Equity Incentive Plan.
F2 The stock options vest on January 1, 2023, subject to continued employment with the Issuer on the vesting date.
F3 The stock options vest on January 1, 2024, subject to continued employment with the Issuer on the vesting date.
F4 Fully vested.
F5 The stock options vest on July 1, 2023, subject to continued employment with the Issuer on the vesting date.
F6 The stock options vest on July 1, 2024, subject to continued employment with the Issuer on the vesting date.