Robert J. Mears - Mar 1, 2023 Form 4 Insider Report for Atomera Inc (ATOM)

Role
Chief Technology Officer
Signature
By: Mindi Zimmer as Attorney in Fact For: Robert Mears
Stock symbol
ATOM
Transactions as of
Mar 1, 2023
Transactions value $
-$53,152
Form type
4
Date filed
3/3/2023, 03:05 PM
Previous filing
Feb 28, 2023
Next filing
Jun 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$753 -116 -0.09% $6.49 135K Mar 1, 2023 Direct F1
transaction ATOM Common Stock Sale -$1.6K -246 -0.18% $6.49 135K Mar 1, 2023 Direct F1
transaction ATOM Common Stock Sale -$5.96K -919 -0.68% $6.49 134K Mar 1, 2023 Direct F1
transaction ATOM Common Stock Sale -$3.65K -563 -0.42% $6.49 133K Mar 1, 2023 Direct F1
transaction ATOM Common Stock Options Exercise $39K +10K +7.5% $3.90 143K Mar 1, 2023 Direct F2
transaction ATOM Common Stock Sale -$63.3K -10K -6.98% $6.33 133K Mar 1, 2023 Direct F3
transaction ATOM Common Stock Sale -$16.9K -2.8K -2.1% $6.03 130K Mar 2, 2023 Direct F3
holding ATOM Common Stock 2.67K Mar 1, 2023 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Employee Stock Option (right to buy) Options Exercise $0 -10K -17.57% $0.00 46.9K Mar 1, 2023 Common Stock 10K $3.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 The option exercise reported in this Form 4 was effect ted pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
F3 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.