Shu-Hua (Joshua) Yeh - Jul 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jul 24, 2023
Transactions value $
-$75,379
Form type
4
Date filed
7/26/2023, 04:01 PM
Previous filing
Jun 28, 2023
Next filing
Aug 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$13.2K -1.67K -0.47% $7.91 356K Jul 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$8.52K -1.08K -0.3% $7.91 355K Jul 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$13K -1.64K -0.46% $7.91 353K Jul 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$15K -1.9K -0.54% $7.91 352K Jul 24, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$20.2K -2.56K -0.73% $7.91 349K Jul 24, 2023 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$5.48K -2.56K -0.73% $2.14* 346K Jul 25, 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and Asia General Manager