Chih-Hsiang (Thompson) Lin - Jul 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Jul 24, 2023
Transactions value $
-$224,815
Form type
4
Date filed
7/26/2023, 04:01 PM
Previous filing
Jun 28, 2023
Next filing
Aug 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$35.9K -4.54K -0.37% $7.91 1.21M Jul 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$24.3K -3.07K -0.25% $7.91 1.21M Jul 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$34.9K -4.41K -0.36% $7.91 1.2M Jul 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$42.9K -5.42K -0.45% $7.91 1.2M Jul 24, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$68.4K -8.64K -0.72% $7.91 1.19M Jul 24, 2023 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$18.5K -8.65K -0.73% $2.14* 1.18M Jul 25, 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.