David C. Kuo - Jul 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Jul 22, 2024
Transactions value $
-$49,000
Form type
4
Date filed
7/24/2024, 04:02 PM
Previous filing
Jun 17, 2024
Next filing
Sep 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$6.04K -624 -0.42% $9.68 147K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$8.92K -922 -0.63% $9.68 146K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$10.6K -1.1K -0.75% $9.68 145K Jul 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$18.7K -1.93K -1.33% $9.68 143K Jul 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$4.72K -488 -0.34% $9.68 143K Jul 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer