Chih-Hsiang (Thompson) Lin - Jul 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Jul 22, 2024
Transactions value $
-$233,830
Form type
4
Date filed
7/24/2024, 04:02 PM
Previous filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$30.1K -3.11K -0.23% $9.68 1.36M Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$43.2K -4.47K -0.33% $9.68 1.35M Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$53.2K -5.49K -0.41% $9.68 1.35M Jul 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$84.7K -8.75K -0.65% $9.68 1.34M Jul 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$22.6K -2.33K -0.17% $9.68 1.34M Jul 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.