Joseph R. Stagliano - Dec 31, 2021 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP President of Retail & CIO
Signature
By: Annette L. Burns, Power of Attorney For: Joseph R. Stagliano
Stock symbol
NBTB
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 02:33 PM
Previous filing
May 18, 2021
Next filing
Jan 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +93.7 +0.14% $0.00 64.8K Dec 31, 2021 Direct F1
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +177 +2.97% $0.00 6.14K Dec 31, 2021 401k F2
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +51.2 +2.97% $0.00 1.77K Dec 31, 2021 NBT Bancorp ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Other $0 +431 +2.97% $0.00 14.9K Dec 31, 2021 NBT Bancorp Inc. Common Stock 431 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were purchased through a Dividend Reinvestment Plan from 1/1/2021 to 12/31/2021.
F2 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through NBT Bancorp Inc. 401k Plan.
F3 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through NBT Bancorp Inc. ESOP Plan.
F4 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F5 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through a NBT Bancorp Inc. deferred compensation plan.