Joseph R. Stagliano - Dec 31, 2022 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role: EVP President of Retail & CIO
Signature: By: Annette L. Burns, Power of Attorney For: Joseph R. Stagliano
Stock symbol: NBTB
Transactions as of: Dec 31, 2022
Transactions value $: $0
Form type: 5
Date filed: 2/14/2023, 08:22 AM
Previous filing: Mar 23, 2022
Next filing: Jan 18, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NBTB	NBT Bancorp Inc. Common Stock	Other	$0	+98.9	+0.14%	$0.00	70.5K	Dec 31, 2022	Direct	F1
transaction	NBTB	NBT Bancorp Inc. Common Stock	Other	$0	+225	+3.66%	$0.00	6.37K	Dec 31, 2022	401k	F2
transaction	NBTB	NBT Bancorp Inc. Common Stock	Other	$0	+53.8	+3.03%	$0.00	1.83K	Dec 31, 2022	NBT Bancorp ESOP	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NBTB	Phantom Stock	Other	$0	+502	+3.02%	$0.00	17.1K	Dec 31, 2022	NBT Bancorp Inc. Common Stock	502		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares were purchased through a Dividend Reinvestment Plan from 1/1/2022 to 12/31/2022.
F2	Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through NBT Bancorp Inc. 401k Plan.
F3	Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through NBT Bancorp Inc. ESOP Plan.
F4	Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F5	Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through a NBT Bancorp Inc. deferred compensation plan.