Yves Le Pendeven - Apr 29, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Acting CFO
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Stock symbol
FNKO
Transactions as of
Apr 29, 2024
Transactions value $
-$523
Form type
4
Date filed
5/1/2024, 07:20 PM
Previous filing
Apr 23, 2024
Next filing
Aug 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +317 +1.11% $0.00 28.9K Apr 29, 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale -$523 -88 -0.3% $5.95 28.8K Apr 30, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -317 -100% $0.00* 0 Apr 29, 2024 CLASS A COMMON STOCK 317 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of RSUs on April 29, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2023.
F3 On April 29, 2020 the Reporting Person was granted 1,266 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.