Amit Sinha - Oct 14, 2021 Form 4 Insider Report for Zscaler, Inc. (ZS)

Role
President of R&D and CTO, Director
Signature
/s/ Torrie Nute, by power of attorney
Stock symbol
ZS
Transactions as of
Oct 14, 2021
Transactions value $
-$2,006,770
Form type
4
Date filed
10/15/2021, 04:10 PM
Previous filing
Oct 1, 2021
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZS Common Stock Options Exercise $41.5K +7K +2.75% $5.93* 261K Oct 14, 2021 Direct
transaction ZS Common Stock Sale -$147K -507 -0.19% $290.25 261K Oct 14, 2021 Direct F1, F2
transaction ZS Common Stock Sale -$350K -1.2K -0.46% $291.36 260K Oct 14, 2021 Direct F1, F3
transaction ZS Common Stock Sale -$732K -2.5K -0.96% $292.76 257K Oct 14, 2021 Direct F1, F4
transaction ZS Common Stock Sale -$820K -2.79K -1.09% $293.43 254K Oct 14, 2021 Direct F1, F5
holding ZS Common Stock 46K Oct 14, 2021 See footnote F6
holding ZS Common Stock 46K Oct 14, 2021 See Footnote F7
holding ZS Common Stock 132K Oct 14, 2021 See footnote F8, F9
holding ZS Common Stock 72.4K Oct 14, 2021 See Footnote F10
holding ZS Common Stock 72.4K Oct 14, 2021 See Footnote F11
holding ZS Common Stock 66K Oct 14, 2021 See Footnote F12, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZS Employee Stock Option (right to buy) Options Exercise $0 +7K +23.86% $0.00 36.3K Oct 14, 2021 Common Stock 7K $5.93 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.00 to $290.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
F3 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $291.03 to $291.91, inclusive.
F4 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $292.08 to $293.07, inclusive.
F5 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $293.08 to $293.88, inclusive.
F6 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
F7 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
F8 Reflects 18,000 shares transferred from the Sinha Revocable Trust dated September 24, 2011 to the Amit & Deepali Sinha Foundation.
F9 The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
F10 The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
F11 The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
F12 Reflects 18,000 shares transferred to the Amit & Deepali Sinha Foundation from the Sinha Revocable Trust dated September 24, 2011.
F13 The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
F14 One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.