Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NONE | Common Stock, par value $0.001 per share | Purchase | $2.3M | +153K | +13.08% | $15.00* | 1.33M | Sep 14, 2021 | By GCOP LLC | F1 |
holding | NONE | Common Stock, par value $0.001 per share | 1.83M | Sep 14, 2021 | By GEMS Fund 4, L.P. | F2 |
Id | Content |
---|---|
F1 | Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 1,326,380.56 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
F2 | Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. |