David Golub - Oct 18, 2021 Form 4 Insider Report for Golub Capital BDC 3, Inc. (NONE)

Role: President and CEO, Director
Signature: /s/ David B. Golub
Stock symbol: NONE
Transactions as of: Oct 18, 2021
Transactions value $: $3,737,294
Form type: 4
Date filed: 10/20/2021, 11:18 AM
Previous filing: Oct 7, 2021
Next filing: Jan 20, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NONE	Common Stock, par value $0.001 per share	Purchase	$3.74M	+249K	+17.79%	$15.00^*	1.65M	Oct 18, 2021	By GCOP LLC	F1
holding	NONE	Common Stock, par value $0.001 per share						1.83M	Oct 18, 2021	By GEMS Fund 4, L.P.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 1,650,044.112 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F2	Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Content

Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 1,650,044.112 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.