Drew Burks - May 28, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Chief Information Officer
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Drew Burks
Stock symbol
GSHD
Transactions as of
May 28, 2021
Transactions value $
-$80,690
Form type
4
Date filed
6/1/2021, 04:58 PM
Previous filing
May 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Options Exercise $10K +1K +2564.1% $10.00* 1.04K May 28, 2021 Direct
transaction GSHD Class A Common Stock Sale -$90.7K -1K -96.25% $90.69 39 May 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Employee Stock Options Options Exercise $0 -1K -2.82% $0.00 34.5K May 28, 2021 Class A Stock 1K $10.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Burks' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Burks' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).