| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -2.54K | -0.43% | $0.00 | 593K | Dec 30, 2021 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +2.54K | +3.04% | $0.00 | 85.9K | Dec 30, 2021 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Sale | -$246K | -1.89K | -2.19% | $130.39 | 84.1K | Dec 30, 2021 | By Colby 2014 Family Trust | F1, F2 |
| transaction | GSHD | Class A Common Stock | Sale | -$85.6K | -652 | -0.78% | $131.26 | 83.4K | Dec 30, 2021 | By Colby 2014 Family Trust | F1, F3 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -1.9K | -0.32% | $0.00 | 591K | Dec 31, 2021 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +1.9K | +2.28% | $0.00 | 85.3K | Dec 31, 2021 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Sale | -$248K | -1.9K | -2.23% | $130.31 | 83.4K | Dec 31, 2021 | By Colby 2014 Family Trust | F1, F4 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -9.25K | -1.57% | $0.00 | 582K | Jan 3, 2022 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +9.25K | +11.1% | $0.00 | 92.7K | Jan 3, 2022 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Sale | -$686K | -5.27K | -5.69% | $130.29 | 87.4K | Jan 3, 2022 | By Colby 2014 Family Trust | F1, F5 |
| transaction | GSHD | Class A Common Stock | Sale | -$214K | -1.63K | -1.86% | $131.52 | 85.8K | Jan 3, 2022 | By Colby 2014 Family Trust | F1, F6 |
| transaction | GSHD | Class A Common Stock | Sale | -$311K | -2.36K | -2.75% | $132.21 | 83.4K | Jan 3, 2022 | By Colby 2014 Family Trust | F1, F7 |
| transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -218 | -0.04% | $0.00 | 581K | Jan 4, 2022 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +218 | +0.26% | $0.00 | 83.6K | Jan 4, 2022 | By Colby 2014 Family Trust | F1 |
| transaction | GSHD | Class A Common Stock | Sale | -$21K | -161 | -0.19% | $130.48 | 83.5K | Jan 4, 2022 | By Colby 2014 Family Trust | F1, F8 |
| transaction | GSHD | Class A Common Stock | Sale | -$7.61K | -58 | -0.07% | $131.29 | 83.4K | Jan 4, 2022 | By Colby 2014 Family Trust | F1, F9 |
| holding | GSHD | Class B Common Stock | 32.9K | Dec 30, 2021 | By Preston Michael Colby 2014 Trust | F1 | |||||
| holding | GSHD | Class B Common Stock | 32.9K | Dec 30, 2021 | By Lyla Kate Colby 2014 Trust | F1 | |||||
| holding | GSHD | Class B Common Stock | 387K | Dec 30, 2021 | Direct | ||||||
| holding | GSHD | Class A Common Stock | 22.6K | Dec 30, 2021 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -2.54K | -0.43% | $0.00 | 593K | Dec 30, 2021 | Class A Common Stock | 2.54K | $0.00 | By Colby 2014 Family Trust | F1, F10 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -1.9K | -0.32% | $0.00 | 591K | Dec 31, 2021 | Class A Common Stock | 1.9K | $0.00 | By Colby 2014 Family Trust | F1, F10 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -9.25K | -1.57% | $0.00 | 582K | Jan 3, 2022 | Class A Common Stock | 9.25K | $0.00 | By Colby 2014 Family Trust | F1, F10 |
| transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -218 | -0.04% | $0.00 | 581K | Jan 4, 2022 | Class A Common Stock | 218 | $0.00 | By Colby 2014 Family Trust | F1, F10 |
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 32.9K | Dec 30, 2021 | Class A Common Stock | 32.9K | $0.00 | By Lyla Kate Colby 2014 Trust | F1, F10 | |||||
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 32.9K | Dec 30, 2021 | Class A Common Stock | 32.9K | $0.00 | By Preston Michael Colby 2014 Trust | F1, F10 | |||||
| holding | GSHD | LLC Units in Goosehead Financial, LLC | 387K | Dec 30, 2021 | Class A Common Stock | 387K | $0.00 | Direct | F11 |
| Id | Content |
|---|---|
| F1 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.08 to $131.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $131.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| F10 | Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| F11 | Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |
The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 22, 2021. These transactions were noted in the remarks to the Forms 4 that were filed by Michael C. Colby on a timely basis on January 3, 2022 and January 5, 2022, and the corresponding indirect holdings of the Colby 2014 Family Trust were also updated.