Mark & Robyn Jones Descendants Trust 2014 - Oct 31, 2022 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Robyn Mary Elizabeth Jones
Stock symbol
GSHD
Transactions as of
Oct 31, 2022
Transactions value $
-$1,470,621
Form type
4
Date filed
11/2/2022, 04:52 PM
Previous filing
Aug 29, 2022
Next filing
Nov 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -35.8K -0.38% $0.00 9.28M Oct 31, 2022 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +35.8K $0.00 35.8K Oct 31, 2022 Direct F1
transaction GSHD Class A Common Stock Sale -$482K -11.9K -33.2% $40.59 23.9K Oct 31, 2022 Direct F1, F2
transaction GSHD Class A Common Stock Sale -$988K -23.9K -100% $41.32 0 Oct 31, 2022 Direct F1, F3
holding GSHD Class A Common Stock 197K Oct 31, 2022 Direct F4
holding GSHD Class B Common Stock 182K Oct 31, 2022 Direct F4
holding GSHD Class A Common Stock 331K Oct 31, 2022 Direct F5
holding GSHD Class B Common Stock 132K Oct 31, 2022 Direct F5
holding GSHD Class B Common Stock 1.86M Oct 31, 2022 By Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -35.8K -0.38% $0.00 9.28M Oct 31, 2022 Class A Common Stock 35.8K $0.00 Direct F1, F7
holding GSHD LLC Units in Goosehead Financial, LLC 182K Oct 31, 2022 Class A Common Stock 182K $0.00 Direct F4, F7
holding GSHD LLC Units in Goosehead Financial, LLC 132K Oct 31, 2022 Class A Common Stock 132K $0.00 Direct F5, F7
holding GSHD LLC Units in Goosehead Financial, LLC 1.86M Oct 31, 2022 Class A Common Stock 1.86M $0.00 By Trust F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.57, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F5 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F6 Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
F7 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.