Lanni Elaine Romney Family Trust 2014 - Nov 20, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Lanni Elaine Romney Family Trust 2014
Stock symbol
GSHD
Transactions as of
Nov 20, 2023
Transactions value $
-$1,099,911
Form type
4
Date filed
11/22/2023, 05:33 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -15K -5.37% $0.00 265K Nov 20, 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +15K $0.00 15K Nov 20, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$868K -11.9K -79.03% $73.21 3.15K Nov 20, 2023 Direct F1, F2
transaction GSHD Class A Common Stock Sale -$232K -3.15K -100% $73.77 0 Nov 20, 2023 Direct F1, F3
holding GSHD Class A Common Stock 190K Nov 20, 2023 Direct F4, F5
holding GSHD Class B Common Stock 182K Nov 20, 2023 Direct F5
holding GSHD Class A Common Stock 181K Nov 20, 2023 Direct F6
holding GSHD Class B Common Stock 132K Nov 20, 2023 Direct F6
holding GSHD Class B Common Stock 9.41M Nov 20, 2023 By Trust F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -15K -5.37% $0.00 265K Nov 20, 2023 Class A Common Stock 15K $0.00 Direct F1, F9
holding GSHD LLC Units in Goosehead Financial, LLC 182K Nov 20, 2023 Class A Common Stock 182K $0.00 Direct F5, F9
holding GSHD LLC Units in Goosehead Financial, LLC 132K Nov 20, 2023 Class A Common Stock 132K $0.00 Direct F6, F9
holding GSHD LLC Units in Goosehead Financial, LLC 9.41M Nov 20, 2023 Class A Common Stock 9.41M $0.00 By Trust F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Lanni Elaine Romney Family Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Lanni Elaine Romney Family Trust 2014 and whose immediate family members are beneficiaries of the Lanni Elaine Romney Family Trust 2014.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.52 to $73.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.52 to $74.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 Reflects a reduction in shares due to a same-day gift by Mark Evan Jones, for which a separate Form 4 will be filed.
F5 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F6 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F7 Reflects a reduction in shares held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones due to 11/20/2023 and 11/21/2023 sales by certain trusts for which Mark Evan Jones and Robyn Mary Elizabeth Jones serve as trustees and of which their immediate family members are beneficiaries, each a separate reporting person and for which separate Form 4s will be filed.
F8 Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
F9 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.