Lindy Langston Spousal Lifetime Access Trust - Nov 30, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Signature
/s/ John O'Connor, as Attorney-in-Fact for Lindy Langston
Stock symbol
GSHD
Transactions as of
Nov 30, 2023
Transactions value $
-$684,000
Form type
4
Date filed
12/1/2023, 05:47 PM
Previous filing
Nov 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -9.39K -10.47% $0.00 80.3K Nov 30, 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +9.39K $0.00 9.39K Nov 30, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$636K -8.74K -93.07% $72.79 650 Nov 30, 2023 Direct F1, F2
transaction GSHD Class A Common Stock Sale -$48.1K -650 -100% $74.01 0 Nov 30, 2023 Direct F1, F3
holding GSHD Class B Common Stock 215K Nov 30, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -9.39K -10.47% $0.00 80.3K Nov 30, 2023 Class A Common Stock 9.39K $0.00 Direct F1, F5
holding GSHD LLC Units in Goosehead Financial, LLC 215K Nov 30, 2023 Class A Common Stock 215K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Lindy Langston Spousal Lifetime Access Trust and (ii) indirectly by Lindy Langston, who serves as trustee of the Lindy Langston Spousal Lifetime Access Trust and whose immediate family members are beneficiaries of the Lindy Langston Spousal Lifetime Access Trust.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.49 to $73.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Lindy Langston, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, who is independently a reporting person of the issuer.
F5 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.