| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$130K | -281 | -18.29% | $464.30 | 1.26K | Jun 8, 2021 | Direct | F1, F2, F3 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$45.6K | -98 | -7.81% | $465.58 | 1.16K | Jun 8, 2021 | Direct | F1, F3, F4 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$42K | -90 | -7.78% | $467.02 | 1.07K | Jun 8, 2021 | Direct | F1, F3, F5 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$28.7K | -61 | -5.72% | $470.69 | 1.01K | Jun 8, 2021 | Direct | F1, F3, F6 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$27.8K | -60 | -5.96% | $462.59 | 946 | Jun 9, 2021 | Direct | F1, F3, F7 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$141K | -304 | -32.14% | $464.44 | 642 | Jun 9, 2021 | Direct | F1, F3, F8 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$63.3K | -136 | -21.18% | $465.11 | 506 | Jun 9, 2021 | Direct | F1, F3, F9 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$14K | -30 | -5.93% | $465.89 | 476 | Jun 9, 2021 | Direct | F1, F3 |
| holding | AVGO | Common Stock, $0.001 par value | 22.9K | Jun 8, 2021 | See Footnote | F10 |
| Id | Content |
|---|---|
| F1 | Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F2 | Transaction executed in multiple trades at prices ranging from $463.74 to $464.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F3 | Includes 476 restricted stock units. |
| F4 | Transaction executed in multiple trades at prices ranging from $465.24 to $465.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F5 | Transaction executed in multiple trades at prices ranging from $466.64 to $467.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F6 | Transaction executed in multiple trades at prices ranging from $470.48 to $470.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F7 | Transaction executed in multiple trades at prices ranging from $462.36 to $462.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F8 | Transaction executed in multiple trades at prices ranging from $463.82 to $464.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F9 | Transaction executed in multiple trades at prices ranging from $464.85 to $465.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F10 | Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |