Sandra Boenisch - Jun 29, 2021 Form 4 Insider Report for ANAVEX LIFE SCIENCES CORP. (AVXL)

Role
PFO and Treasurer
Signature
/s/ Sandra Boenisch
Stock symbol
AVXL
Transactions as of
Jun 29, 2021
Transactions value $
-$3,723,282
Form type
4
Date filed
7/1/2021, 09:45 PM
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVXL Common Stock Options Exercise $142K +25K +108.87% $5.68 48K Jun 29, 2021 Direct
transaction AVXL Common Stock Options Exercise $350K +107K +222.45% $3.28 155K Jun 29, 2021 Direct
transaction AVXL Common Stock Options Exercise $207K +35K +22.63% $5.92 190K Jun 29, 2021 Direct
transaction AVXL Common Stock Sale -$4.42M -167K -87.89% $26.53 23K Jun 29, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 Jun 29, 2021 Common Stock 25K $5.68 Direct F1
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -107K -100% $0.00* 0 Jun 29, 2021 Common Stock 107K $3.28 Direct
transaction AVXL Stock Option (Right to Buy) Options Exercise $0 -35K -100% $0.00* 0 Jun 29, 2021 Common Stock 35K $5.92 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options subject to this grant vested quarterly over a three-year period commencing on December 31, 2015.
F2 The options subject to this grant vested quarterly over a three-year period commencing on June 30, 2017.