| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NWN | Common Stock | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | $8.29K | +176 | +6.54% | $47.05 | 2.87K | May 5, 2023 | See Footnote | F1, F2 |
| holding | NWN | Common Stock | 7K | May 5, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a written election under the NW Natural Deferred Compensation Plan made on or about January 14, 2021 which election constitutes a Rule 10b5-1 trading plan. |
| F2 | Shares have been credited to reporting person's account under the NW Natural Deferred Compensation Plan. |