John M. Sampson - May 3, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
Senior Vice President
Signature
/s/ John M. Sampson
Stock symbol
DOW
Transactions as of
May 3, 2022
Transactions value $
-$35,572
Form type
4
Date filed
5/5/2022, 04:36 PM
Previous filing
Feb 14, 2022
Next filing
Dec 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $225K +4.5K +23.82% $50.07 23.4K May 3, 2022 Direct
transaction DOW Common Stock Disposed to Issuer -$261K -3.83K -16.36% $68.17 19.6K May 3, 2022 Direct F1, F2
holding DOW Common Stock 9.5 May 3, 2022 By 401(k) Plan
holding DOW Common Stock 310 May 3, 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -4.5K -54.31% $0.00 3.79K May 3, 2022 Common Stock 4.5K $50.07 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 Total includes previously reported restricted stock units.
F3 This option is fully vested and exercisable.