David E. Weigand - Aug 10, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Chief Financial Officer
Signature
/s/ David E. Weigand
Stock symbol
SMCI
Transactions as of
Aug 10, 2023
Transactions value $
-$218,925
Form type
4
Date filed
8/14/2023, 05:56 PM
Previous filing
Jul 5, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +225 +1.85% 12.4K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$31K -112 -0.9% $277.12 12.3K Aug 10, 2023 Direct
transaction SMCI Common Stock Options Exercise +1.1K +8.95% 13.4K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$151K -545 -4.08% $277.12 12.8K Aug 10, 2023 Direct
transaction SMCI Common Stock Options Exercise +267 +2.08% 13.1K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$36.9K -133 -1.02% $277.12 13K Aug 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -225 -25% $0.00 675 Aug 10, 2023 Common Stock 225 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -1.1K -24.99% $0.00 3.3K Aug 10, 2023 Common Stock 1.1K Direct F1, F3
transaction SMCI Restricted Stock Units Options Exercise $0 -267 -8.32% $0.00 2.94K Aug 10, 2023 Common Stock 267 Direct F1, F4
transaction SMCI Restricted Stock Units Award $0 +2K $0.00 2K Aug 11, 2023 Common Stock 2K Direct F1, F5
transaction SMCI Employee Stock Option (right to buy) Award $0 +15K $0.00 15K Aug 11, 2023 Common Stock 15K $254.43 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F5 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.
F6 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 11, 2023, and 1/8th at the end of each successive calendar quarter thereafter.