David E. Weigand - Dec 1, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Chief Financial Officer
Signature
/s/ David E. Weigand
Stock symbol
SMCI
Transactions as of
Dec 1, 2023
Transactions value $
-$3,614,208
Form type
4
Date filed
12/5/2023, 04:28 PM
Previous filing
Nov 14, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $86.8K +3.93K +27.54% $22.10* 18.2K Dec 1, 2023 Direct
transaction SMCI Common Stock Options Exercise $212K +7K +38.48% $30.33* 25.2K Dec 1, 2023 Direct
transaction SMCI Common Stock Options Exercise $1.19M +22.5K +89.31% $53.04* 47.7K Dec 1, 2023 Direct
transaction SMCI Common Stock Options Exercise $189K +3.56K +7.47% $53.04* 51.3K Dec 1, 2023 Direct
transaction SMCI Common Stock Options Exercise $477K +1.88K +3.66% $254.43 53.1K Dec 1, 2023 Direct
transaction SMCI Common Stock Sale -$4.75M -17.7K -33.38% $267.75 35.4K Dec 1, 2023 Direct F1
transaction SMCI Common Stock Sale -$1.02M -3.82K -10.78% $268.47 31.6K Dec 1, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -3.93K -100% $0.00* 0 Dec 1, 2023 Common Stock 3.93K $22.10 Direct F3
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -7K -87.5% $0.00 1K Dec 1, 2023 Common Stock 7K $30.33 Direct F4
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -22.5K -75% $0.00 7.5K Dec 1, 2023 Common Stock 22.5K $53.04 Direct F5
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -3.56K -37.49% $0.00 5.94K Dec 1, 2023 Common Stock 3.56K $53.04 Direct F6
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -1.88K -12.5% $0.00 13.1K Dec 1, 2023 Common Stock 1.88K $254.43 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $267.25 to $268.24, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.25 to $269.045, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 This stock option is fully vested and exercisable.
F4 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
F5 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 5, 2022, and 1/8th at the end of each successive calendar quarter thereafter.
F6 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.
F7 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 11, 2023, and 1/8th at the end of each successive calendar quarter thereafter.