| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | +Options Exercise | +500 | +11.03% | 5,032 | Feb 15, 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | -Tax liability | -$209,836 | -209 | -4.15% | $1,004.00 | 4,823 | Feb 15, 2024 | Direct | |
| holding | SMCI | Common Stock | 1,516,805 | Feb 15, 2024 | By Liaw Family Trust | F2 | |||||
| holding | SMCI | Common Stock | 19,377 | Feb 15, 2024 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | -Options Exercise | $0 | -500 | -100% | $0.00 | 0 | Feb 15, 2024 | Common Stock | 500 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. |